# Universal Technical Institute, INC. 401(k) Plan
Source: https://planprovider.pro/companies/universal-technical-institute-inc-401k-plan

> Universal Technical Institute, INC.'s 401(k) plan: 3,909 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Universal Technical Institute, INC.

- **Sponsor EIN:** 860891201

- **Sponsor Address:** 4225 E WINDROSE DRIVE, PHOENIX, AZ, 85032

- **Plan Type:** 401(k)

- **Total Participants:** 3,909

- **Total Assets:** $188.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,909|$188.3M|$4.3M|$19.3M|

| 2023|3,502|$159.0M|$2.7M|$16.2M|

| 2022|1,975|$112.4M|$1.6M|$9.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FORVIS MAZARS, LLP|Auditor|$13,388|—|$13,388|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $13,388

- **Estimated Expense Ratio:** 0.007% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$368,501|$104,748|$900|$13,388|—|

| 2023|$297,031|$81,014|$1,200|$12,600|—|

| 2022|$177,386|$10,331|—|—|—|

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