# Universal Audio INC. 401(k) Plan
Source: https://planprovider.pro/companies/universal-audio-inc-plan-003

> Universal Audio INC.'s 401(k) plan: 239 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Universal Audio INC.

- **Sponsor EIN:** 770490415

- **Sponsor Address:** 4585 SCOTTS VALLEY DR, SCOTTS VALLEY, CA, 950664517

- **Plan Type:** 401(k)

- **Total Participants:** 239

- **Total Assets:** $37.6M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|239|$37.6M|$942,232|$3.0M|

| 2023|226|$30.7M|$961,127|$2.7M|

| 2022|241|$25.4M|$1.0M|$2.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$88,305|—|$88,305|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$72,062|—|$72,062|

| BAKER TILLY US, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $160,367

- **Estimated Expense Ratio:** 0.427% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$160,367|$72,062|—|—|—|

| 2023|$139,777|$67,613|—|—|—|

| 2022|$100,005|—|$100,005|—|—|

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