# United Associated Pension Fund Local 13 DB Plan
Source: https://planprovider.pro/companies/united-associated-pension-fund-local-13-plan

> United Associated Pension Fund Local 13's DB plan: 582 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** United Associated Pension Fund Local 13

- **Sponsor EIN:** 160778864

- **Sponsor Address:** 1850 MT. READ BLVD, ROCHESTER, NY, 146153703

- **Plan Type:** DB

- **Total Participants:** 582

- **Total Assets:** $373.4M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|582|$373.4M|$12.8M|$0|

| 2023|554|$360.0M|$12.2M|$0|

| 2022|554|$340.6M|$12.1M|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MANNING & NAPIER ADVISORS, INC.|NONE|$475,409|—|$475,409|

| U.A. LOCAL 13 EMPLOYERS GRP INS FD|RELATED PARTY/SHARED EXP.|$260,802|—|$260,802|

| KAYNE ANDERSON CAPITAL ADVISORS|NONE|$235,300|—|$235,300|

| WALTER SCOTT & PARTNERS LIMITED|NONE|$172,870|—|$172,870|

| WINSLOW CAPITAL MANAGEMENT|NONE|$165,989|—|$165,989|

| CHEIRON|NONE|$120,870|—|$120,870|

| KARPUS INVESTMENT MGMT|NONE|$117,038|—|$117,038|

| JP MORGAN|NONE|$107,472|—|$107,472|

| MORGAN STANLEY SMITH BARNEY|NONE|$87,111|—|$87,111|

| ASHERKELLY|NONE|$64,268|—|$64,268|

| BRANDYWINE GLOBAL INVESTMENT|NONE|$63,227|—|$63,227|

| BONADIO & CO., LLP|NONE|$58,705|—|$58,705|

| SEGAL MARCO ADVISORS, INC.|NONE|$43,004|—|$43,004|

| U.A. LOCAL 13 BUILDING, INC.|RELATED PARTY/RENT|$20,000|—|$20,000|

| PHOENIX GRAPHICS, INC.|NONE|$6,775|—|$6,775|

| BRIDGEWAY|NONE|$6,067|—|$6,067|

| UNITED ACTUARIAL SERVICES, INC.|NONE|$5,083|—|$5,083|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY SMITH BARNEY](https://planprovider.pro/provider/morgan-stanley) — NONE

- [BONADIO & CO., LLP](https://planprovider.pro/provider/bonadio-and-co-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $2,009,990

- **Estimated Expense Ratio:** 0.538% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$2,122,859|$1,510,424|—|$27,530|—|

| 2023|$1,935,258|$1,375,941|—|$27,530|—|

| 2022|$1,597,175|$1,091,887|—|—|$263,449|

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