# Unicredit Bank Gmbh, New York Branch 401(k) Plan
Source: https://planprovider.pro/companies/unicredit-bank-ag-ny-branch-401k-plan

> Unicredit Bank Gmbh, New York Branch's 401(k) plan: 112 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Unicredit Bank Gmbh, New York Branch

- **Sponsor EIN:** 132774123

- **Sponsor Address:** 150 E. 42ND STREET, NEW YORK, NY, 10017

- **Plan Type:** 401(k)

- **Total Participants:** 112

- **Total Assets:** $220.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|112|$220.2M|$3.0M|$2.0M|

| 2023|107|$191.0M|$2.9M|$2.0M|

| 2022|114|$170.8M|$3.3M|$2.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERCER INVESTMENTS LLC|PLAN ADMINISTRATOR|$23,409|—|$23,409|

| MERCERUSINC|PLAN ADMINISTRATOR|$23,409|—|$23,409|

| STRATEGIC ADVISORS, INC.|ADVISOR|$5,528|—|$5,528|

| FORVIS MAZARS, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $52,346

- **Estimated Expense Ratio:** 0.024% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$19,600|$5,527|—|—|—|

| 2023|$2,842|$52,539|—|—|—|

| 2022|$6,691|$6,048|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/unicredit-bank-ag-ny-branch-401k-plan)

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