# Ultimus Fund Solutions, LLC 401(k) Plan
Source: https://planprovider.pro/companies/ultimus-fund-solutions-llc-401k-plan

> Ultimus Fund Solutions, LLC's 401(k) plan: 1,025 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ultimus Fund Solutions, LLC

- **Sponsor EIN:** 311663251

- **Sponsor Address:** 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 452461617

- **Plan Type:** 401(k)

- **Total Participants:** 1,025

- **Total Assets:** $87.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,025|$87.0M|$3.5M|$7.4M|

| 2023|928|$71.3M|$3.0M|$6.3M|

| 2022|787|$55.4M|$2.5M|$5.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PCA INVESTMENT ADVISORY SERVICES|NONE|$141,014|—|$141,014|

| PENSION CORPORATION OF AMERICA|NONE|$58,643|—|$58,643|

| CASSADY SCHILLER & ASSOCIATES, INC.|NONE|$18,886|—|$18,886|

| KATZ SAPPER & MILLER, LLP|Auditor|$18,886|—|$18,886|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PCA INVESTMENT ADVISORY SERVICES](https://planprovider.pro/provider/pca-investment-advisory-services-inc) — NONE

- [KATZ SAPPER & MILLER, LLP](https://planprovider.pro/provider/katz-sapper-and-miller-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $237,429

- **Estimated Expense Ratio:** 0.273% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$218,543|$141,014|—|$18,886|—|

| 2023|$185,993|$111,861|—|$18,448|—|

| 2022|$198,243|$104,455|$50,333|—|$43,455|

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