# Ubt Bancshares, INC. 401(k) Plan
Source: https://planprovider.pro/companies/ubt-bancshares-inc-731684072-001

> Ubt Bancshares, INC.'s 401(k) plan: 86 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ubt Bancshares, INC.

- **Sponsor EIN:** 731684072

- **Sponsor Address:** 823 BROADWAY, MARYSVILLE, KS, 665081802

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 86

- **Total Assets:** $13.9M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|86|$13.9M|$360,000|$0|

| 2023|80|$13.4M|$360,000|$0|

| 2022|78|$12.3M|$330,000|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| RAYMOND JAMES|Custodian / Trustee|$20,461|—|$20,461|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $20,461

- **Estimated Expense Ratio:** 0.147% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$20,461|$20,461|—|—|—|

| 2023|$15,926|$15,926|—|—|—|

| 2022|$13,039|—|$13,039|—|—|

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