# Ubs Ag DB Plan
Source: https://planprovider.pro/companies/ubs-ag-plan-001

> Ubs Ag's DB plan: 232 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ubs Ag

- **Sponsor EIN:** 980186363

- **Sponsor Address:** 1000 HARBOR BLVD., 10TH FLOOR, WEEHAWKEN, NJ, 070866790

- **Plan Type:** DB

- **Total Participants:** 232

- **Total Assets:** $380.4M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|232|$380.4M|$0|$0|

| 2023|273|$400.6M|$0|$0|

| 2022|299|$392.3M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ERNST AND YOUNG LLP|Auditor|$155,000|—|$155,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ERNST AND YOUNG LLP](https://planprovider.pro/provider/ernst-and-young-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $155,000

- **Estimated Expense Ratio:** 0.041% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,316,812|—|$289,003|$155,000|—|

| 2023|$1,180,792|—|$386,341|$106,000|—|

| 2022|$1,145,765|—|—|—|$773,173|

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