# U.S. Tsubaki Holdings, INC. 401(k) Plan
Source: https://planprovider.pro/companies/u-s-tsubaki-holdings-inc-362721807-003

> U.S. Tsubaki Holdings, INC.'s 401(k) plan: 324 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** U.S. Tsubaki Holdings, INC.

- **Sponsor EIN:** 362721807

- **Sponsor Address:** 301 E. MARQUARDT DRIVE, WHEELING, IL, 60090

- **Plan Type:** 401(k)

- **Plan Number:** 003

- **Total Participants:** 324

- **Total Assets:** $36.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|324|$36.6M|$1.2M|$1.3M|

| 2023|319|$34.9M|$1.2M|$1.2M|

| 2022|311|$30.1M|$1.1M|$1.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| JOHN HANCOCK|Recordkeeper|$67,306|—|$67,306|

| GLOBAL RETIREMENT PARTNERS|Investment Advisor|$39,781|—|$39,781|

| WIPFLI LLP|Auditor|$15,000|—|$15,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JOHN HANCOCK](https://planprovider.pro/provider/john-hancock) — Recordkeeper

- [GLOBAL RETIREMENT PARTNERS](https://planprovider.pro/provider/global-retirement-partners-llc) — Investment Advisor

- [WIPFLI LLP](https://planprovider.pro/provider/wipfli-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $122,087

- **Estimated Expense Ratio:** 0.333% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$122,087|$47,595|$59,492|$15,000|—|

| 2023|$113,634|$39,858|$59,776|$14,000|—|

| 2022|$109,108|$42,435|$56,673|—|$10,000|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/u-s-tsubaki-holdings-inc-362721807-003)

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