# Tradestation Group, INC. 401(k) Plan
Source: https://planprovider.pro/companies/tradestation-group-inc-401k-plan

> Tradestation Group, INC.'s 401(k) plan: 491 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Tradestation Group, INC.

- **Sponsor EIN:** 650977576

- **Sponsor Address:** 8050 S.W. 10TH STREET, PLANTATION, FL, 33324

- **Plan Type:** 401(k)

- **Total Participants:** 491

- **Total Assets:** $89.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|491|$89.9M|$1.5M|$6.0M|

| 2023|500|$69.4M|$1.6M|$5.4M|

| 2022|502|$54.0M|$1.2M|$5.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| KESTRA INVESTMENT SERVICES LLC|ADVISOR|$60,953|—|$60,953|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$20,005|—|$20,005|

| STRATEGIC ADVISORS, INC.|ADVISOR|$10,480|—|$10,480|

| LERROSARBEY, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [KESTRA INVESTMENT SERVICES LLC](https://planprovider.pro/provider/sentinel-group) — ADVISOR

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [LERROSARBEY, PLLC](https://planprovider.pro/provider/lerrosarbey-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $91,438

- **Estimated Expense Ratio:** 0.102% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$85,557|$71,432|—|—|—|

| 2023|$30,788|$61,685|—|—|—|

| 2022|$40,556|$10,054|—|—|—|

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