# Trace3, LLC 401(k) Plan
Source: https://planprovider.pro/companies/trace-3-llc-401k-plan

> Trace3, LLC's 401(k) plan: 1,267 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Trace3, LLC

- **Sponsor EIN:** 954876514

- **Sponsor Address:** 7505 IRVINE CENTER DR, SUITE 100, IRVINE, CA, 92618

- **Plan Type:** 401(k)

- **Total Participants:** 1,267

- **Total Assets:** $173.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,267|$173.3M|$4.4M|$16.0M|

| 2023|1,258|$142.6M|$4.2M|$14.7M|

| 2022|1,230|$110.6M|$3.9M|$12.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MMA SECURITIES LLC|INVESTMENT ADVISOR|$135,346|—|$135,346|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$124,324|—|$124,324|

| CROSSPLANS|CONTRACT ADMIN|$47,826|—|$47,826|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$36,125|—|$36,125|

| GRANT THORNTON LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [GRANT THORNTON LLP](https://planprovider.pro/provider/grant-thornton-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $343,621

- **Estimated Expense Ratio:** 0.198% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$343,621|$259,670|$47,826|—|—|

| 2023|$385,465|$224,913|$41,625|—|—|

| 2022|$366,457|$106,811|$259,646|—|—|

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