# Tompkins Financial Corporation 401(k) Plan
Source: https://planprovider.pro/companies/tompkins-financial-corporation-161482357-520

> Tompkins Financial Corporation's 401(k) plan: 975 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Tompkins Financial Corporation

- **Sponsor EIN:** 161482357

- **Sponsor Address:** P.O. BOX 460, ITHACA, NY, 148510460

- **Plan Type:** 401(k)

- **Plan Number:** 520

- **Total Participants:** 975

- **Total Assets:** $0

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|975|$0|$0|$0|

| 2023|982|$0|$0|$0|

| 2022|982|$0|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EXCELLUS BLUE CROSS BLUESHIELD|Other Service Provider|$377,117|—|$377,117|

| DELTA DENTAL OF NEW YORK|Other Service Provider|$41,452|—|$41,452|

| SUN LIFE AND HEALTH INSURANCE COMPA|Other Service Provider|$13,031|—|$13,031|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $431,600

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|—|—|—|—|—|

| 2023|—|—|—|—|—|

| 2022|—|—|—|—|—|

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