# Tocqueville Management Corp. 401(k) Plan
Source: https://planprovider.pro/companies/tocqueville-management-corp-401k-plan

> Tocqueville Management Corp.'s 401(k) plan: 71 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Tocqueville Management Corp.

- **Sponsor EIN:** 133547559

- **Sponsor Address:** 40W. 57TH ST., 19TH FLOOR, NEW YORK, NY, 10019

- **Plan Type:** 401(k)

- **Total Participants:** 71

- **Total Assets:** $50.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|71|$50.0M|$235,350|$987,981|

| 2023|92|$43.8M|$250,444|$987,251|

| 2022|66|$39.0M|$250,444|$1.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BENEFIT CONSULTANTS GROUP|NONE|$18,700|—|$18,700|

| MELTZER GROUP - KESTRA ADVISORS|NONE|$5,000|—|$5,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BENEFIT CONSULTANTS GROUP](https://planprovider.pro/provider/bcg-securities-inc) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $23,700

- **Estimated Expense Ratio:** 0.047% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$23,700|$5,000|$2,129|—|—|

| 2023|—|—|—|—|—|

| 2022|$60,084|$21,212|$4,472|—|$34,400|

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