# Thor Equities, LLC 401(k) Plan
Source: https://planprovider.pro/companies/thor-equities-llc-401k-plan

> Thor Equities, LLC's 401(k) plan: 68 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Thor Equities, LLC

- **Sponsor EIN:** 134191112

- **Sponsor Address:** 25 W 39TH STREET 16TH FLOOR, NEW YORK, NY, 100183805

- **Plan Type:** 401(k)

- **Total Participants:** 68

- **Total Assets:** $11.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|68|$11.8M|$248,641|$738,058|

| 2023|65|$11.2M|$196,560|$702,154|

| 2022|69|$11.8M|$91,361|$713,933|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$36,058|—|$36,058|

| HILL BARTH & KING LLC DBA HBK CPAS|AUDITOR|$16,500|—|$16,500|

| HILL, BARTH & KING, LLC|Auditor|$16,500|—|$16,500|

| EMPOWER LIFE & ANNUITY INSURANCE CO|RECORDKEEPER|$10,167|—|$10,167|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [HILL, BARTH & KING, LLC](https://planprovider.pro/provider/hill-barth-and-king-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $79,225

- **Estimated Expense Ratio:** 0.672% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$65,017|$38,350|—|$16,500|—|

| 2023|$47,412|$37,168|—|—|—|

| 2022|$69,838|$41,913|$12,925|—|$15,000|

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