# The Van Winkle Law Firm 401(k) Plan
Source: https://planprovider.pro/companies/the-van-winkle-law-firm-561026015-002

> The Van Winkle Law Firm's 401(k) plan: 60 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Van Winkle Law Firm

- **Sponsor EIN:** 561026015

- **Sponsor Address:** 11 NORTH MARKET STREET, ASHEVILLE, NC, 288012929

- **Plan Type:** 401(k)

- **Plan Number:** 002

- **Total Participants:** 60

- **Total Assets:** $20.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2025|60|$20.2M|$166,695|$192,198|

| 2024|76|$22.7M|$812,816|$771,177|

| 2023|81|$19.6M|$633,223|$714,951|

| 2022|82|$19.0M|$791,831|$652,492|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPITAL DIRECTIONS, LLC|Investment Advisor|$48,968|—|$48,968|

| TPC QUALIFIED PLANS LLC|Recordkeeper|$9,109|—|$9,109|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [CAPITAL DIRECTIONS, LLC](https://planprovider.pro/provider/savant-wealth-management) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $58,077

- **Estimated Expense Ratio:** 0.287% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2025|$5,707,108|—|—|—|—|

| 2024|$76,632|$67,523|—|—|—|

| 2023|$62,121|$52,691|—|—|—|

| 2022|$87,082|$87,082|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/the-van-winkle-law-firm-561026015-002)

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