# The Solomon R. Guggenheim Foundation 403(b) Plan
Source: https://planprovider.pro/companies/the-solomon-r-guggenheim-foundation-403b-plan

> The Solomon R. Guggenheim Foundation's 403(b) plan: 482 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Solomon R. Guggenheim Foundation

- **Sponsor EIN:** 135562233

- **Sponsor Address:** 1071 FIFTH AVENUE, NEW YORK, NY, 10128

- **Plan Type:** 403(b)

- **Total Participants:** 482

- **Total Assets:** $56.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|482|$56.3M|$1.0M|$1.8M|

| 2023|493|$50.3M|$777,353|$1.7M|

| 2022|464|$43.5M|$815,061|$1.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAPFINANCIAL PARTNERS LLC|ADVISOR|$29,848|—|$29,848|

| PROSKAUER|LEGAL|$19,904|—|$19,904|

| TRANSAMERICA RETIREMENT SOLUTIONS|RECORD KEEPER|$12,486|—|$12,486|

| BRINKER CAPITAL INVESTMENT|ADVISOR|$5,141|—|$5,141|

| PKF O'CONNOR DAVIES LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TRANSAMERICA RETIREMENT SOLUTIONS](https://planprovider.pro/provider/transamerica) — RECORD KEEPER

- [PKF O'CONNOR DAVIES LLP](https://planprovider.pro/provider/bpas) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $67,379

- **Estimated Expense Ratio:** 0.120% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$67,415|$35,025|—|—|—|

| 2023|$101,572|$33,840|—|$48,700|—|

| 2022|$93,094|$67,551|—|—|—|

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