# The Northern Trust Company 401(k) Plan
Source: https://planprovider.pro/companies/the-northern-trust-company-401k-plan

> The Northern Trust Company's 401(k) plan: 9,702 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Northern Trust Company

- **Sponsor EIN:** 361561860

- **Sponsor Address:** 333 S WABASH AVE, WB-20, CHICAGO, IL, 60604

- **Plan Type:** 401(k)

- **Total Participants:** 9,702

- **Total Assets:** $3.3B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|9,702|$3.3B|$34.1M|$133.5M|

| 2023|9,576|$2.9B|$33.0M|$127.9M|

| 2022|9,829|$2.5B|$29.5M|$117.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EDELMAN FINANCIAL ENGINES|NONE|$779,654|—|$779,654|

| THE PRUDENTIAL TRUST COMPANY|NONE|$441,231|—|$441,231|

| INVESCO CAPITAL MANAGEMENT|NONE|$273,694|—|$273,694|

| FID INV INST OPS CO|NONE|$158,018|—|$158,018|

| THE NORTHERN TRUST COMPANY|PLAN SPONSOR|$101,265|—|$101,265|

| GEORGE JOHNSON & COMPANY|NONE|$30,000|—|$30,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FID INV INST OPS CO](https://planprovider.pro/provider/fidelity-investments) — NONE

- [GEORGE JOHNSON & COMPANY](https://planprovider.pro/provider/george-johnson-and-company) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,783,862

- **Estimated Expense Ratio:** 0.053% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,600,404|—|—|—|—|

| 2023|$1,440,463|—|—|$1,440,463|—|

| 2022|$1,888,448|$1,888,448|—|—|—|

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