# The Hess Collection Winery 401(k) Plan
Source: https://planprovider.pro/companies/the-hess-collection-winery-401k-plan

> The Hess Collection Winery's 401(k) plan: 129 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Hess Collection Winery

- **Sponsor EIN:** 680071196

- **Sponsor Address:** 4411 REDWOOD ROAD, NAPA, CA, 94558

- **Plan Type:** 401(k)

- **Total Participants:** 129

- **Total Assets:** $22.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|129|$22.7M|$538,994|$953,711|

| 2023|125|$20.9M|$620,052|$966,457|

| 2022|123|$18.7M|$600,170|$968,922|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$26,186|—|$26,186|

| CONCURRENT INVESTMENT ADVISORS LLC|INVESTMENT ADVISOR|$20,000|—|$20,000|

| PENSION ASSURANCE LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PENSION ASSURANCE LLP](https://planprovider.pro/provider/pension-assurance-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $46,186

- **Estimated Expense Ratio:** 0.204% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$46,186|$20,000|—|—|—|

| 2023|$37,863|$16,648|—|—|—|

| 2022|$91,447|$67,019|$11,096|—|$12,300|

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