# The Falcon Corporation 401(k) Plan
Source: https://planprovider.pro/companies/the-falcon-corporation-401k-plan

> The Falcon Corporation's 401(k) plan: 141 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Falcon Corporation

- **Sponsor EIN:** 591705465

- **Sponsor Address:** 3530 SW 7TH STREET, OCALA, FL, 34474

- **Plan Type:** 401(k)

- **Total Participants:** 141

- **Total Assets:** $9.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|141|$9.6M|$97,315|$753,790|

| 2023|144|$8.8M|$99,528|$749,023|

| 2022|153|$7.2M|$107,148|$754,495|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER SMITH|INVESTMENT ADVISOR|$37,284|—|$37,284|

| DUGGAN JOINER AND COMPANY|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [DUGGAN JOINER AND COMPANY](https://planprovider.pro/provider/duggan-joiner-and-company) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $37,284

- **Estimated Expense Ratio:** 0.387% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$57,826|—|$57,826|—|—|

| 2023|$48,067|—|$48,067|—|—|

| 2022|$32,037|—|$32,037|—|—|

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