# The Allen Company, INC. 401(k) Plan
Source: https://planprovider.pro/companies/the-allen-company-inc-401k-plan

> The Allen Company, INC.'s 401(k) plan: 331 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** The Allen Company, INC.

- **Sponsor EIN:** 610116918

- **Sponsor Address:** 3009 ATKINSON AVE SUITE 300, LEXINGTON, KY, 40509

- **Plan Type:** 401(k)

- **Total Participants:** 331

- **Total Assets:** $18.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|331|$18.2M|$1.3M|$815,178|

| 2023|255|$16.1M|$1.6M|$749,196|

| 2022|267|$13.0M|$895,133|$653,027|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$63,053|—|$63,053|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$39,974|—|$39,974|

| FIFTH THIRD BANK|INVESTMENT ADVISOR|$21,404|—|$21,404|

| CHERRY BEKAERT LLP|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $124,431

- **Estimated Expense Ratio:** 0.682% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$124,431|$84,457|—|—|—|

| 2023|$104,820|$70,858|—|—|—|

| 2022|$107,037|—|$107,037|—|—|

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