# Td Securities Usa LLC DB Plan
Source: https://planprovider.pro/companies/td-securities-usa-llc-plan-002

> Td Securities Usa LLC's DB plan: 57 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Td Securities Usa LLC

- **Sponsor EIN:** 201177269

- **Sponsor Address:** 31 WEST 52ND STREET, NEW YORK, NY, 100196101

- **Plan Type:** DB

- **Total Participants:** 57

- **Total Assets:** $58.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|57|$58.2M|$0|$0|

| 2023|69|$61.4M|$0|$0|

| 2022|74|$58.7M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MELLON CAPITAL MANAGEMENT|NONE|$76,239|—|$76,239|

| WILLIS TOWERS WATSON US LLC|NONE|$49,570|—|$49,570|

| TELUS HEALTH|NONE|$38,626|—|$38,626|

| ERNST & YOUNG|NONE|$25,253|—|$25,253|

| THE BANK OF NEW YORK MELLON|TRUSTEE|$17,279|—|$17,279|

| AON INVESTMENTS USA INC.|NONE|$8,692|—|$8,692|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [WILLIS TOWERS WATSON US LLC](https://planprovider.pro/provider/lincoln-financial-group) — NONE

- [ERNST & YOUNG](https://planprovider.pro/provider/ernst-and-young-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $215,659

- **Estimated Expense Ratio:** 0.370% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$281,612|$84,931|—|$25,253|—|

| 2023|$252,671|$83,664|—|$24,080|—|

| 2022|$240,345|$73,999|—|—|$108,618|

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