# Succession Capital, INC. 401(k) Plan
Source: https://planprovider.pro/companies/succession-capital-inc-401k-plan

> Succession Capital, INC.'s 401(k) plan: 615 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Succession Capital, INC.

- **Sponsor EIN:** 990378665

- **Sponsor Address:** 366 FORWARD STREET, SUITE A, LA JOLLA, CA, 92037

- **Plan Type:** 401(k)

- **Total Participants:** 615

- **Total Assets:** $25.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|615|$25.4M|$1.2M|$2.3M|

| 2023|546|$16.6M|$887,451|$1.7M|

| 2022|512|$11.5M|$653,992|$1.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$139,752|—|$139,752|

| PRUDENTIAL INSURANCE AGENCY LLC|OTHER SERVICES|—|$53,466|$53,466|

| PRUCO SECURITIES, LLC|OTHER SERVICES|—|$30,475|$30,475|

| PEN FLEX INC|CONTRACT ADMINISTRATOR|$7,566|$10,492|$18,058|

| VPAG LLC DBA VISIONPOINT|INVESTMENT ADVISOR|$6,320|—|$6,320|

| CBIZ CPAS P.C.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $248,071

- **Estimated Expense Ratio:** 0.978% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$162,432|—|$162,432|—|—|

| 2023|$109,931|—|$109,931|—|—|

| 2022|$81,494|—|$81,494|—|—|

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