# Stroock & Stroock & Lavan LLP 401(k) Plan
Source: https://planprovider.pro/companies/stroock-stroock-lavan-llp-133252995-001

> Stroock & Stroock & Lavan LLP's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Stroock & Stroock & Lavan LLP

- **Sponsor EIN:** 133252995

- **Sponsor Address:** 32 OLD SLIP, NEW YORK, NY, 10005

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 0

- **Total Assets:** $556,010

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$556,010|$0|$0|

| 2023|0|$96.2M|$0|$0|

| 2022|0|$287.6M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| GRANT THORNTON LLP|Other Service Provider|$157,364|—|$157,364|

| ONEAMERICA RETIREMENT SERVICES|Other Service Provider|$32,537|—|$32,537|

| MORGAN STANLEY SMITH BARNEY LLC|Investment Advisor|$28,424|—|$28,424|

| NUVEEN ASSET MANAGEMENT LLC|Other Service Provider|$16,958|—|$16,958|

| OCTOBER THREE CONSULTING LLC|Other Service Provider|$14,395|—|$14,395|

| TIMESSQUARE CAPITAL MANAGEMENT|Other Service Provider|$11,501|—|$11,501|

| CRAMER ROSENTHAL AND COMPANY|Other Service Provider|$8,538|—|$8,538|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY SMITH BARNEY LLC](https://planprovider.pro/provider/jp-morgan-asset-management) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $269,717

- **Estimated Expense Ratio:** 48.509% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$258,230|$67,369|—|—|—|

| 2023|$312,591|$214,410|—|—|—|

| 2022|$346,431|$247,988|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/stroock-stroock-lavan-llp-133252995-001)

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