# Stifel Financial Corp. 401(k) Plan
Source: https://planprovider.pro/companies/stifel-financial-corp-401k-plan

> Stifel Financial Corp.'s 401(k) plan: 8,303 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Stifel Financial Corp.

- **Sponsor EIN:** 431273600

- **Sponsor Address:** 501 N. BROADWAY 11TH FLOOR, ST LOUIS, MO, 63102

- **Plan Type:** 401(k)

- **Total Participants:** 8,303

- **Total Assets:** $2.3B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|8,303|$2.3B|$14.4M|$133.7M|

| 2023|8,189|$2.0B|$14.1M|$126.7M|

| 2022|8,119|$1.7B|$13.2M|$119.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FORVIS MAZARS, LLP|Auditor|$31,311|—|$31,311|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FORVIS MAZARS, LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $31,311

- **Estimated Expense Ratio:** 0.001% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$394,367|—|—|$31,311|—|

| 2023|$539,066|—|$493,924|$38,735|—|

| 2022|$1,012,260|—|$934,102|—|$69,408|

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