# Southwest Stage Funding, LLC Dba Cascade Financial Services 401(k) Plan
Source: https://planprovider.pro/companies/southwest-stage-funding-llc-dba-cascade-financial-services-401k-plan

> Southwest Stage Funding, LLC Dba Cascade Financial Services's 401(k) plan: 278 participants, plan year 2024 financials, providers, and benchmarks from Form 5…

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Southwest Stage Funding, LLC Dba Cascade Financial Services

- **Sponsor EIN:** 522321476

- **Sponsor Address:** 2290 EAST YEAGER DRIVE, CHANDLER, AZ, 85286

- **Plan Type:** 401(k)

- **Total Participants:** 278

- **Total Assets:** $11.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|278|$11.6M|$387,714|$1.7M|

| 2023|353|$9.8M|$426,412|$1.7M|

| 2022|383|$6.7M|$390,018|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FORVIS MAZARS LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FORVIS MAZARS LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$54,781|$5,624|—|—|—|

| 2023|$44,919|$5,581|—|—|—|

| 2022|$33,220|$1,491|—|—|—|

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