# Southwest Ohio Ent Specialists, INC. 401(k) Plan
Source: https://planprovider.pro/companies/southwest-ohio-ent-specialists-inc-401k-plan

> Southwest Ohio Ent Specialists, INC.'s 401(k) plan: 128 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Southwest Ohio Ent Specialists, INC.

- **Sponsor EIN:** 310644802

- **Sponsor Address:** 1222 SOUTH PATTERSON BLVD, DAYTON, OH, 45402

- **Plan Type:** 401(k)

- **Total Participants:** 128

- **Total Assets:** $29.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|128|$29.8M|$878,166|$891,009|

| 2023|117|$24.3M|$810,936|$832,833|

| 2022|112|$19.7M|$734,011|$727,029|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EVERHART ADVISORS|INVESTEMENT ADVISORY|$42,231|—|$42,231|

| TRANSAMERICA RETIREMENT SOLUTIONS|RECORDKEEPER|$6,583|—|$6,583|

| BARNES, DENNIG, & CO., LTD.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [EVERHART ADVISORS](https://planprovider.pro/provider/everhart-advisors) — INVESTEMENT ADVISORY

- [TRANSAMERICA RETIREMENT SOLUTIONS](https://planprovider.pro/provider/transamerica) — RECORDKEEPER

- [BARNES, DENNIG, & CO., LTD.](https://planprovider.pro/provider/barnes-dennig-and-co-ltd) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $48,814

- **Estimated Expense Ratio:** 0.164% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$52,480|—|—|—|—|

| 2023|$44,672|—|—|—|—|

| 2022|$41,538|—|—|—|—|

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