# Southwest Airlines Company 401(k) Plan
Source: https://planprovider.pro/companies/southwest-airlines-company-401k-plan

> Southwest Airlines Company's 401(k) plan: 11,679 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Southwest Airlines Company

- **Sponsor EIN:** 741563240

- **Sponsor Address:** 5221 N. O'CONNOR BLVD. SUITE 500, IRVING, TX, 75039

- **Plan Type:** 401(k)

- **Total Participants:** 11,679

- **Total Assets:** $11.6B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|11,679|$11.6B|$502.6M|$242.3M|

| 2023|11,221|$9.1B|$355.1M|$197.6M|

| 2022|9,692|$7.6B|$322.5M|$177.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SMITH ANGLIN FINANCIAL LLC|NONE|$1,993,618|—|$1,993,618|

| LEADING EDGE|NONE|$1,096,729|—|$1,096,729|

| FISHER INVESTMENTS|NONE|$716,470|—|$716,470|

| TOTAL INVESTMENT MANAGEMENT IN|NONE|$521,575|—|$521,575|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$371,728|—|$371,728|

| MOUNTAIN CAPITAL INVESTMENT AD|NONE|$301,994|—|$301,994|

| SYMPHONY RISK SOLUTIONS, LLC|NONE|$258,306|—|$258,306|

| CHARLES SCHWAB AND CO.,INC.|NONE|$206,048|—|$206,048|

| ACT WEALTH MANAGEMENT LLC|NONE|$194,716|—|$194,716|

| HAMILTON CAPITAL LLC|NONE|$121,583|—|$121,583|

| CREATIVE PLANNING LLC|NONE|$95,532|—|$95,532|

| PRUDENT MAN INVESTMENT MANAGEM|NONE|$93,933|—|$93,933|

| STONEBRIDGE CAPITAL ADVISORS L|NONE|$93,214|—|$93,214|

| SYMPHONY FINANCIAL LTD. CO|NONE|$80,713|—|$80,713|

| ALLWORTH FINANCIAL LP|NONE|$62,003|—|$62,003|

| WHITE WING WEALTH MANAGEMENT L|NONE|$47,752|—|$47,752|

| ARISTA WEALTH MANAGEMENT LLC|NONE|$44,370|—|$44,370|

| BRINKER CAPITAL INVESTMENTS LL|NONE|$42,761|—|$42,761|

| ABOUND WEALTH MANAGEMENT LLC|NONE|$42,393|—|$42,393|

| BEACON POINTE ADVISORS LLC|NONE|$41,754|—|$41,754|

| TWO WEST CAPITAL ADVISORS LLC|NONE|$38,012|—|$38,012|

| TEXAS BANK AND TRUST COMPANY|NONE|$36,294|—|$36,294|

| CAPITAL ADVISORS INC|NONE|$35,474|—|$35,474|

| PROVIDENCE ASSET MGMT LLC|NONE|$35,400|—|$35,400|

| HIGHTOWER ADVISORS LLC|NONE|$35,133|—|$35,133|

| AVION WEALTH LLC|NONE|$34,213|—|$34,213|

| J V BRUNI AND COMPANY|NONE|$34,125|—|$34,125|

| FINANCIAL ENGINES ADVISORS LLC|NONE|$33,720|—|$33,720|

| ENVESTNET ASSET MANAGEMENT INC|NONE|$31,241|—|$31,241|

| SIGNATURE INVESTMENT ADVISORS|NONE|$31,225|—|$31,225|

| BIP WEALTH LLC|NONE|$29,771|—|$29,771|

| INDEPENDENT FINANCIAL PARTNERS|NONE|$28,715|—|$28,715|

| CLEAR SKY FINANCIAL LP|NONE|$28,330|—|$28,330|

| WEALTHPOINT ADVISORS LLC|NONE|$27,494|—|$27,494|

| LAURELHURST ASSET MANAGEMENT L|NONE|$23,964|—|$23,964|

| CAP PARTNERS LLC|NONE|$23,429|—|$23,429|

| PROSPERITAS FINANCIAL LLC|NONE|$22,024|—|$22,024|

| HHM WEALTH ADVISORS LLC|NONE|$21,630|—|$21,630|

| COMPASS FINANCIAL MGMT LLC|NONE|$21,485|—|$21,485|

| MORNINGSTAR INVESTMENT SERVICE|NONE|$21,260|—|$21,260|

| ZWJ INVESTMENT COUNSEL INC|NONE|$21,006|—|$21,006|

| WEAVER AND TIDWELL LLP|NONE|$20,600|—|$20,600|

| WHALEN WEALTH MANAGEMENT INC|NONE|$20,091|—|$20,091|

| PURPOSE COMPREHENSIVE WEALTH|NONE|$19,724|—|$19,724|

| AVIATOR FINANCIAL CONSULTING L|NONE|$19,419|—|$19,419|

| CALLAN ASSOCIATES INC|NONE|$19,000|—|$19,000|

| KINGSVIEW WEALTH MANAGEMENT LL|NONE|$18,195|—|$18,195|

| CETERA INVESTMENT ADVISERS LLC|NONE|$18,112|—|$18,112|

| REGAL INVESTMENT ADVISORS LLC|NONE|$17,344|—|$17,344|

| SUMMIT GLOBAL INVESTMENTS LLC|NONE|$17,193|—|$17,193|

| ACCESS WEALTH MANAGEMENT INC|NONE|$16,654|—|$16,654|

| CORIENT PRIVATE WEALTH LLC|NONE|$15,775|—|$15,775|

| FLEXIBLE PLAN INVESTMENTS LTD|NONE|$15,634|—|$15,634|

| DIAMOND HEAD FINANCIAL ADVISOR|NONE|$15,077|—|$15,077|

| JOHNSON WEALTH INC|NONE|$14,918|—|$14,918|

| INVEST SMART USA INC|NONE|$14,719|—|$14,719|

| WOODLEY FARRA MANION PORTFOLIO|NONE|$14,347|—|$14,347|

| EUBEL BRADY & SUTTMAN ASSET MA|NONE|$14,241|—|$14,241|

| FARNAM FINANCIAL LLC|NONE|$14,000|—|$14,000|

| BROOKWOOD INVESTMENT GROUP LLC|NONE|$13,893|—|$13,893|

| RCS FINANCIAL PLANNING LLC|NONE|$12,874|—|$12,874|

| PRIVATE MANAGEMENT GROUP INC|NONE|$12,716|—|$12,716|

| MADISON PARTNERS|NONE|$12,654|—|$12,654|

| MAI CAPITAL MANAGEMENT LLC|NONE|$12,439|—|$12,439|

| KRANE FINANCIAL SOLUTIONS LLC|NONE|$12,350|—|$12,350|

| PERIGON WEALTH MANAGEMENT LLC|NONE|$12,111|—|$12,111|

| ADVISORY SERVICES NETWORK LLC|NONE|$12,032|—|$12,032|

| DIVERSIFY WEALTH MANAGEMENT LL|NONE|$11,891|—|$11,891|

| DYNASTY WEALTH MANAGEMENT LLC|NONE|$11,219|—|$11,219|

| LPL FINANCIAL LLC|NONE|$11,017|—|$11,017|

| KONDRACKI ADVISORY LLC|NONE|$10,463|—|$10,463|

| VAN HULZEN ASSET MANAGEMENT|NONE|$10,453|—|$10,453|

| ENVISION FINANCIAL SERVICES &|NONE|$10,333|—|$10,333|

| TRANSFORM WEALTH LLC|NONE|$10,149|—|$10,149|

| HARVARD AVENUE CONSULTANTS LLC|NONE|$10,032|—|$10,032|

| ISLAMORADA INVESTMENT|NONE|$9,996|—|$9,996|

| WATERLOO CAPITAL LP|NONE|$9,961|—|$9,961|

| MALOON POWERS PITRE & HIGGINS|NONE|$9,113|—|$9,113|

| AVIDIAN WEALTH ENTERPRISES LLC|NONE|$8,641|—|$8,641|

| ASSET STRATEGY ADVISORS LLC|NONE|$8,477|—|$8,477|

| WEBB FINANCIAL GROUP LLC|NONE|$8,168|—|$8,168|

| AXXCESS WEALTH MANAGEMENT LLC|NONE|$8,143|—|$8,143|

| TRAJAN WEALTH LLC|NONE|$7,937|—|$7,937|

| WESTWIND CAPITAL|NONE|$7,910|—|$7,910|

| STRATOS WEALTH ADVISORS LLC|NONE|$7,858|—|$7,858|

| FALCON WEALTH PLANNING INC|NONE|$7,775|—|$7,775|

| CLARK WEALTH PARTNERS LLC|NONE|$7,707|—|$7,707|

| FPC INVESTMENT ADVISORY INC|NONE|$7,333|—|$7,333|

| CORTLAND ASSOCIATES, INC|NONE|$7,110|—|$7,110|

| STEELPEAK WEALTH LLC|NONE|$6,886|—|$6,886|

| ALLIED INVESTMENT ADVISORS LLC|NONE|$6,805|—|$6,805|

| CARLTON HOFFERKAMP AND JENKS W|NONE|$6,369|—|$6,369|

| GLADSTONE INSTITUTIONAL ADVISO|NONE|$6,261|—|$6,261|

| ACR ALPINE CAPITAL RESEARCH LL|NONE|$5,927|—|$5,927|

| MCCARTNEY WEALTH MANAGEMENT LL|NONE|$5,836|—|$5,836|

| PRIME CAPITAL INVESTMENT ADVIS|NONE|$5,500|—|$5,500|

| D.S. BROWN WEALTH ADVISORS LLC|NONE|$5,487|—|$5,487|

| BERKSHIRE MONEY MANAGEMENT INC|NONE|$5,413|—|$5,413|

| O'HAGAN GROUP INC|NONE|$5,406|—|$5,406|

| SMARTX ADVISORY SOLUTIONS LLC|NONE|$5,197|—|$5,197|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FISHER INVESTMENTS](https://planprovider.pro/provider/jp-morgan-asset-management) — NONE

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CHARLES SCHWAB AND CO.,INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CREATIVE PLANNING LLC](https://planprovider.pro/provider/creative-planning) — NONE

- [PRUDENT MAN INVESTMENT MANAGEM](https://planprovider.pro/provider/prudent-man-investment-management) — NONE

- [ARISTA WEALTH MANAGEMENT LLC](https://planprovider.pro/provider/arista-wealth-management-llc) — NONE

- [ABOUND WEALTH MANAGEMENT LLC](https://planprovider.pro/provider/abound-wealth-management-llc) — NONE

- [BEACON POINTE ADVISORS LLC](https://planprovider.pro/provider/beacon-pointe-advisors-llc) — NONE

- [WEALTHPOINT ADVISORS LLC](https://planprovider.pro/provider/wealthpoint-advisors-llc) — NONE

- [HHM WEALTH ADVISORS LLC](https://planprovider.pro/provider/hhm-wealth-advisors-llc) — NONE

- [WEAVER AND TIDWELL LLP](https://planprovider.pro/provider/weaver-and-tidwell-llp) — NONE

- [CORIENT PRIVATE WEALTH LLC](https://planprovider.pro/provider/creative-planning) — NONE

- [JOHNSON WEALTH INC](https://planprovider.pro/provider/johnson-wealth-management-llc) — NONE

- [LPL FINANCIAL LLC](https://planprovider.pro/provider/lpl-financial-llc) — NONE

- [TRAJAN WEALTH LLC](https://planprovider.pro/provider/trajan-wealth) — NONE

- [STEELPEAK WEALTH LLC](https://planprovider.pro/provider/newedge-advisors) — NONE

- [O'HAGAN GROUP INC](https://planprovider.pro/provider/ohagan-group-inc) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $7,714,022

- **Estimated Expense Ratio:** 0.066% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$7,739,627|$6,898,898|$468,894|—|—|

| 2023|$5,640,489|$4,858,741|$421,703|—|—|

| 2022|$5,006,474|$4,291,338|—|—|$402,051|

## Similar Plans

- [Southwest Airlines Co.](https://planprovider.pro/companies/southwest-airlines-co-plan-007) — 11,251 participants

- [American Airlines, INC. - Retirement](https://planprovider.pro/companies/american-airlines-inc-retirement-plan-006) — 12,855 participants

- [American Airlines, INC. - Retirement](https://planprovider.pro/companies/american-airlines-inc-retirement-plan-008) — 8,951 participants

- [Primeflight Aviation Services](https://planprovider.pro/companies/primeflight-aviation-services-401k-plan) — 8,328 participants

- [American Airlines, INC. - Retirement](https://planprovider.pro/companies/american-airlines-inc-retirement-401k-plan-022) — 15,796 participants

- [American Airlines, INC. - Retirement](https://planprovider.pro/companies/american-airlines-inc-retirement-plan-002) — 4,446 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/southwest-airlines-company-401k-plan)

© 2026 PlanProvider.Pro