# Smoothie King Franchises, INC. 401(k) Plan
Source: https://planprovider.pro/companies/smoothie-king-franchises-inc-401k-plan

> Smoothie King Franchises, INC.'s 401(k) plan: 399 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Smoothie King Franchises, INC.

- **Sponsor EIN:** 721119008

- **Sponsor Address:** 9797 ROMBAUER RD, DALLAS, TX, 75019

- **Plan Type:** 401(k)

- **Total Participants:** 399

- **Total Assets:** $11.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|399|$11.8M|$794,099|$1.3M|

| 2023|225|$9.3M|$338,330|$1.1M|

| 2022|202|$6.6M|$279,065|$955,389|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$53,124|—|$53,124|

| CREATIVE PLANNING LLC|ADVISOR|$16,272|—|$16,272|

| BVWD|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [CREATIVE PLANNING LLC](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $69,396

- **Estimated Expense Ratio:** 0.587% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$69,396|$16,272|—|—|—|

| 2023|$57,382|$11,707|$300|—|—|

| 2022|$51,960|—|—|—|—|

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