# Smithbucklin Corporation 401(k) Plan
Source: https://planprovider.pro/companies/smithbucklin-corporation-401k-plan

> Smithbucklin Corporation's 401(k) plan: 633 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Smithbucklin Corporation

- **Sponsor EIN:** 412078828

- **Sponsor Address:** 330 N. WABASH AVENUE, CHICAGO, IL, 60611

- **Plan Type:** 401(k)

- **Total Participants:** 633

- **Total Assets:** $242.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|633|$242.5M|$3.2M|$6.2M|

| 2023|670|$239.3M|$3.3M|$6.1M|

| 2022|652|$202.9M|$2.8M|$5.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$303,050|—|$303,050|

| INVESTMENT CONSULTANTS|INVESTMENT ADVISORY|—|$50,000|$50,000|

| GREATBANC|TRUSTEE|—|$43,260|$43,260|

| TRAVELERS INSURANCE|OTHER SERVICES|—|$36,050|$36,050|

| RSM US LLP|ACCOUNTANT|—|$19,900|$19,900|

| LEVENFELD PEARLSTEIN, LLC|LEGAL|—|$7,516|$7,516|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $459,776

- **Estimated Expense Ratio:** 0.190% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$459,776|$50,000|$303,050|$19,900|—|

| 2023|$283,564|—|$283,564|—|—|

| 2022|$265,072|—|$265,072|—|—|

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