# Smart Local 1041, District 3401(A) DC Plan
Source: https://planprovider.pro/companies/smart-local-104-district-3-401-a-plan

> Smart Local 1041, District 3401(A)'s DC plan: 1,111 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Smart Local 1041, District 3401(A)

- **Sponsor EIN:** 770352309

- **Sponsor Address:** 1794 GOODYEAR AVENUE, VENTURA, CA, 89003

- **Plan Type:** DC

- **Total Participants:** 1,111

- **Total Assets:** $27.6M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,111|$27.6M|$2.1M|$322,210|

| 2023|1,100|$23.1M|$1.8M|$303,918|

| 2022|1,086|$19.2M|$1.8M|$243,469|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SMART LOCAL 104 DISTRICT 3401(A)|SERVICE PROVIDER|$69,515|—|$69,515|

| MORGAN STANLEY|INVESTMENT ADVISOR|$49,427|—|$49,427|

| MILLER KAPLAN ARASE LLP|Auditor|$14,600|—|$14,600|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY](https://planprovider.pro/provider/morgan-stanley) — INVESTMENT ADVISOR

- [MILLER KAPLAN ARASE LLP](https://planprovider.pro/provider/miller-kaplan-arase-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $133,542

- **Estimated Expense Ratio:** 0.485% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$198,008|$49,427|—|$14,600|—|

| 2023|$225,375|$40,168|—|$14,000|—|

| 2022|$121,053|$17,870|$62,799|—|$25,122|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/smart-local-104-district-3-401-a-plan)

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