# Sma, INC. 401(k) Plan
Source: https://planprovider.pro/companies/sma-inc-401k-plan-001-0929

> Sma, INC.'s 401(k) plan: 171 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Sma, INC.

- **Sponsor EIN:** 330080929

- **Sponsor Address:** 19200 VON KARMAN AVENUE SUITE 230, IRVINE, CA, 92612

- **Plan Type:** 401(k)

- **Total Participants:** 171

- **Total Assets:** $31.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|171|$31.9M|$68,134|$910,704|

| 2023|169|$29.2M|$84,446|$1.1M|

| 2022|158|$25.2M|$66,974|$913,468|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BURNHAM GIBSON WEALTH ADVISORS|NONE|$76,651|—|$76,651|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$36,551|—|$36,551|

| CLIFTON LARSON ALLEN LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CLIFTON LARSON ALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $113,202

- **Estimated Expense Ratio:** 0.355% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$113,202|$77,251|—|—|—|

| 2023|$101,187|$66,649|—|—|—|

| 2022|$118,609|$69,438|—|—|—|

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