# Slocum-Dickson Medical Group, PLLC 401(k) Plan
Source: https://planprovider.pro/companies/slocum-dickson-medical-group-pllc-200362623-002

> Slocum-Dickson Medical Group, PLLC's 401(k) plan: 413 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Slocum-Dickson Medical Group, PLLC

- **Sponsor EIN:** 200362623

- **Sponsor Address:** 1729 BURRSTONE ROAD, NEW HARTFORD, NY, 13413

- **Plan Type:** 401(k)

- **Plan Number:** 002

- **Total Participants:** 413

- **Total Assets:** $87.1M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|413|$87.1M|$2.3M|$1.7M|

| 2023|444|$87.7M|$2.0M|$1.7M|

| 2022|483|$81.4M|$2.3M|$1.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NBT BANCORP, N.A.|Recordkeeper|$301,408|—|$301,408|

| MAKROD INVESTMENT ASSOCIATES|Other Service Provider|$48,738|—|$48,738|

| STRATEGIC FINANCIAL SERVICES|Other Service Provider|$31,181|—|$31,181|

| ASCENT WEALTH PARTNERS, LLC|Other Service Provider|$28,479|—|$28,479|

| CHARLES SCHWAB TRUST BANK|Recordkeeper|$16|$21,200|$21,216|

| BIRCH WEALTH INC|Other Service Provider|$10,869|—|$10,869|

| HFR WEALTH MANAGEMENT LLC|Other Service Provider|$10,782|—|$10,782|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [NBT BANCORP, N.A.](https://planprovider.pro/provider/epic-retirement-plan-services) — Recordkeeper

- [CHARLES SCHWAB TRUST BANK](https://planprovider.pro/provider/charles-schwab-and-co-inc) — Recordkeeper

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $452,673

- **Estimated Expense Ratio:** 0.519% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$329,705|$28,479|—|—|—|

| 2023|$310,043|$22,793|—|—|—|

| 2022|$323,776|$57,803|—|—|—|

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