# Silver Oak Wine Cellars, LLC 401(k) Plan
Source: https://planprovider.pro/companies/silver-oak-wine-cellars-llc-401k-plan

> Silver Oak Wine Cellars, LLC's 401(k) plan: 205 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Silver Oak Wine Cellars, LLC

- **Sponsor EIN:** 942327363

- **Sponsor Address:** 7300 HIGHWAY 128, HEALDSBURG, CA, 954488018

- **Plan Type:** 401(k)

- **Total Participants:** 205

- **Total Assets:** $47.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|205|$47.6M|$574,711|$1.6M|

| 2023|207|$43.3M|$2.5M|$1.4M|

| 2022|178|$35.6M|$2.2M|$1.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIRST WESTERN TRUST|INVESTMENT ADVISORY|$42,494|—|$42,494|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$34,728|—|$34,728|

| BROTEMARKLE DAVIS & CO|ACCOUNTANT|$30,800|—|$30,800|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $108,022

- **Estimated Expense Ratio:** 0.227% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$108,017|$42,493|$34,729|$30,795|—|

| 2023|$95,218|$38,250|$28,372|$28,596|—|

| 2022|$95,965|$37,750|$26,099|—|$32,116|

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