# Siebert Financial Corp. 401(k) Plan
Source: https://planprovider.pro/companies/siebert-financial-corp-401k-plan

> Siebert Financial Corp.'s 401(k) plan: 132 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Siebert Financial Corp.

- **Sponsor EIN:** 111796714

- **Sponsor Address:** 653 COLLINS AVE, MIAMI, FL, 33139

- **Plan Type:** 401(k)

- **Total Participants:** 132

- **Total Assets:** $10.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|132|$10.2M|$196,004|$1.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| LILLING & COMPANY LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [LILLING & COMPANY LLP](https://planprovider.pro/provider/lilling-and-company-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$4,581|—|$1,505|—|—|

## Similar Plans

- [Insigneo Securities, LLC](https://planprovider.pro/companies/insigneo-securities-llc-401k-plan) — 138 participants

- [Fmsbonds, INC.](https://planprovider.pro/companies/fmsbonds-inc-401k-plan) — 116 participants

- [Efg Capital International Corp.](https://planprovider.pro/companies/efg-capital-international-corp-401k-plan) — 154 participants

- [Viewtrade Securities, INC.](https://planprovider.pro/companies/viewtrade-securities-inc-401k-plan) — 60 participants

- [Sentinel Brokers Company INC](https://planprovider.pro/companies/sentinel-brokers-company-inc-plan) — 7 participants

- [Tradestation Group, INC.](https://planprovider.pro/companies/tradestation-group-inc-401k-plan) — 491 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/siebert-financial-corp-401k-plan)

© 2026 PlanProvider.Pro