# Shamrock Trading Corporation 401(k) Plan
Source: https://planprovider.pro/companies/shamrock-trading-corporation-401k-plan

> Shamrock Trading Corporation's 401(k) plan: 2,503 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Shamrock Trading Corporation

- **Sponsor EIN:** 203564413

- **Sponsor Address:** 9300 METCALF AVE., OVERLAND PARK, KS, 66212

- **Plan Type:** 401(k)

- **Total Participants:** 2,503

- **Total Assets:** $122.1M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|2,503|$122.1M|$7.1M|$11.9M|

| 2023|2,330|$94.1M|$6.0M|$10.6M|

| 2022|2,046|$68.1M|$4.7M|$9.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MHM RETIREMENT PLAN SOLUTIONS|THIRD PARTY ADMIN|$61,735|—|$61,735|

| MERRILL LYNCH, PIERCE FENNER & SMIT|RECORDKEEPER|$24,452|—|$24,452|

| PICKETT, CHANEY & MCMULLEN LLP|ACCOUNTANT|$10,350|—|$10,350|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [PICKETT, CHANEY & MCMULLEN LLP](https://planprovider.pro/provider/pickett-chaney-and-mcmullen-llp) — ACCOUNTANT

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $96,537

- **Estimated Expense Ratio:** 0.079% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$96,535|—|—|$10,350|—|

| 2023|$83,045|—|—|$9,700|—|

| 2022|$63,291|—|$13,176|—|$50,115|

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