# Sertifi 401(k) Plan
Source: https://planprovider.pro/companies/sertifi-401k-plan

> Sertifi's 401(k) plan: 127 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Sertifi

- **Sponsor EIN:** 201017995

- **Sponsor Address:** 222 W MERCHANDISE MART PLAZA, CHICAGO, IL, 60654

- **Plan Type:** 401(k)

- **Total Participants:** 127

- **Total Assets:** $9.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|127|$9.2M|$493,701|$1.1M|

| 2023|114|$7.0M|$451,500|$987,771|

| 2022|110|$4.1M|$364,263|$769,466|

| 2020|86|$2.6M|$176,785|$511,994|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MILLER, COOPER & CO, LTD|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MILLER, COOPER & CO, LTD](https://planprovider.pro/provider/miller-cooper-and-co-ltd) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$31,198|$16,751|—|—|—|

| 2023|$19,278|—|—|—|—|

| 2022|$17,907|$9,755|$7,850|—|—|

| 2020|—|—|—|—|—|

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