# Sequoia Equities INC. 401(k) Plan
Source: https://planprovider.pro/companies/sequoia-equities-inc-401k-plan

> Sequoia Equities INC.'s 401(k) plan: 359 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Sequoia Equities INC.

- **Sponsor EIN:** 942223344

- **Sponsor Address:** 1777 BOTELHO DR, SUITE 300, WALNUT CREEK, CA, 945960000

- **Plan Type:** 401(k)

- **Total Participants:** 359

- **Total Assets:** $23.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|359|$23.5M|$473,735|$1.9M|

| 2023|379|$19.7M|$650,256|$1.9M|

| 2022|360|$15.3M|$590,984|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$112,193|—|$112,193|

| ARMANINO LLP|ACCOUNTANT|$56,385|—|$56,385|

| JORDAN & ASSOCIATES RETIREMENT SERV|THIRD PARTY ADMIN|$18,055|$10,655|$28,710|

| CAMBRIDGE INVESTMENT RESEARCH ADVIS|INVESTMENT ADVISORY|—|$28,000|$28,000|

| HOOD AND STRONG LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ARMANINO LLP](https://planprovider.pro/provider/armanino-llp) — ACCOUNTANT

- [HOOD AND STRONG LLP](https://planprovider.pro/provider/hood-and-strong-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $225,288

- **Estimated Expense Ratio:** 0.959% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$186,633|—|$96,424|—|—|

| 2023|$126,670|—|$113,377|—|—|

| 2022|$88,171|—|$82,987|—|$5,184|

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