# Seneca Nation Of Indians 401(k) Plan
Source: https://planprovider.pro/companies/seneca-nation-of-indians-401k-plan

> Seneca Nation Of Indians&#39;s 401(k) plan: 1,570 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Seneca Nation Of Indians

- **Sponsor EIN:** 160786768

- **Sponsor Address:** PO BOX 231, SALAMANCA, NY, 14779

- **Plan Type:** 401(k)

- **Total Participants:** 1,570

- **Total Assets:** $37.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,570|$37.3M|$1.2M|$1.9M|

| 2023|1,518|$32.4M|$1.1M|$1.7M|

| 2022|1,472|$26.8M|$1.0M|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| UBS FINANCIAL SERVICES INC.|BROKER|—|$78,042|$78,042|

| ACTUARIAL CONSULTING SERVICES, INC.|SERVICE PROVIDER|$17,096|$16,244|$33,340|

| R.A. MERCER & CO., P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [UBS FINANCIAL SERVICES INC.](https://planprovider.pro/provider/aspire-financial-services) — BROKER

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $111,382

- **Estimated Expense Ratio:** 0.299% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$28,696|$17,096|$10,050|—|—|

| 2023|$25,316|$25,316|—|—|—|

| 2022|$20,418|$20,418|—|—|—|

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