# Saratoga Hospital 403(b) Plan
Source: https://planprovider.pro/companies/saratoga-hospital-403b-plan-001

> Saratoga Hospital's 403(b) plan: 3,219 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Saratoga Hospital

- **Sponsor EIN:** 141338547

- **Sponsor Address:** 211 CHURCH STREET, SARATOGA SPRINGS, NY, 12866

- **Plan Type:** 403(b)

- **Total Participants:** 3,219

- **Total Assets:** $367.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|3,219|$367.6M|$9.7M|$20.1M|

| 2023|3,314|$322.0M|$9.1M|$19.2M|

| 2022|3,205|$267.7M|$8.5M|$17.8M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TRANSAMERICA RETIREMENT SOLUTIONS|RECORD KEEPER|$667,944|—|$667,944|

| MORGAN STANLEY DEAN WITTER|BROKER|—|$258,057|$258,057|

| HEALTHCARE COMMISSION SECUR CO|BROKER|—|$89,459|$89,459|

| UHY LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TRANSAMERICA RETIREMENT SOLUTIONS](https://planprovider.pro/provider/transamerica) — RECORD KEEPER

- [MORGAN STANLEY DEAN WITTER](https://planprovider.pro/provider/transamerica) — BROKER

- [UHY LLP](https://planprovider.pro/provider/uhy-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,015,460

- **Estimated Expense Ratio:** 0.276% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$667,944|—|—|—|—|

| 2023|$533,881|—|—|—|—|

| 2022|$497,990|—|—|—|—|

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