# San Jose Sharks, LLC 401(k) Plan
Source: https://planprovider.pro/companies/san-jose-sharks-llc-401k-plan

> San Jose Sharks, LLC's 401(k) plan: 484 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** San Jose Sharks, LLC

- **Sponsor EIN:** 731638357

- **Sponsor Address:** 525 W. SANTA CLARA STREET, SAN JOSE, CA, 95113

- **Plan Type:** 401(k)

- **Total Participants:** 484

- **Total Assets:** $39.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|484|$39.4M|$461,418|$1.7M|

| 2023|440|$35.3M|$418,649|$1.6M|

| 2022|369|$32.7M|$389,336|$1.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MMA SECURITIES LLC|INVESTMENT ADVISORY|$30,127|—|$30,127|

| TRANSAMERICA LIFE INSURANCE COMPANY|RECORDKEEPER|$6,696|—|$6,696|

| PLANTE & MORAN, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MMA SECURITIES LLC](https://planprovider.pro/provider/lpl-financial-llc) — INVESTMENT ADVISORY

- [TRANSAMERICA LIFE INSURANCE COMPANY](https://planprovider.pro/provider/transamerica) — RECORDKEEPER

- [PLANTE & MORAN, PLLC](https://planprovider.pro/provider/plante-and-moran-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $36,823

- **Estimated Expense Ratio:** 0.093% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$36,823|$30,127|—|—|—|

| 2023|$8,624|—|—|—|—|

| 2022|$24,976|$16,800|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/san-jose-sharks-llc-401k-plan)

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