# Samuel Shapiro & Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/samuel-shapiro-co-inc-401k-plan

> Samuel Shapiro & Co., INC.'s 401(k) plan: 136 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Samuel Shapiro & Co., INC.

- **Sponsor EIN:** 520481650

- **Sponsor Address:** 1215 E. FORT AVENUE SUITE 201, BALTIMORE, MD, 21230

- **Plan Type:** 401(k)

- **Total Participants:** 136

- **Total Assets:** $17.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|136|$17.5M|$284,996|$711,471|

| 2023|133|$17.2M|$291,547|$742,794|

| 2022|149|$14.4M|$272,631|$687,441|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| MERRILL LYNCH PIERCE FENNER & SMITH|INVESTMENT ADVISOR|$37,049|—|$37,049|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$23,640|—|$23,640|

| WEYRICH, CRONIN & SORRA LLC|AUDITOR|$11,500|—|$11,500|

| WEYRICH, CRONIN & SORRA|Auditor|$11,500|—|$11,500|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [WEYRICH, CRONIN & SORRA LLC](https://planprovider.pro/provider/weyrich-cronin-and-sorra-llc) — AUDITOR

- [WEYRICH, CRONIN & SORRA](https://planprovider.pro/provider/weyrich-cronin-and-sorra-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $83,689

- **Estimated Expense Ratio:** 0.478% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$74,235|$39,095|—|$11,500|—|

| 2023|$66,784|$34,593|—|$11,100|—|

| 2022|$62,965|—|$62,965|—|—|

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