# S. Rothschild & Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/s-rothschild-co-inc-401k-plan

> S. Rothschild & Co., INC.'s 401(k) plan: 121 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** S. Rothschild & Co., INC.

- **Sponsor EIN:** 231539342

- **Sponsor Address:** 1407 BROADWAY, NEW YORK, NY, 10018

- **Plan Type:** 401(k)

- **Total Participants:** 121

- **Total Assets:** $16.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|121|$16.9M|$175,042|$1.0M|

| 2023|120|$15.3M|$158,844|$904,011|

| 2022|108|$12.9M|$125,274|$667,979|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VIABLE|RIA|$26,120|—|$26,120|

| CBIZ CPAS P.C.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $26,120

- **Estimated Expense Ratio:** 0.154% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$70,904|$30,972|$37,557|—|—|

| 2023|$58,655|$25,500|$30,979|—|—|

| 2022|$58,667|$27,695|$30,972|—|—|

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