# S. Rothschild & Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/s-rothschild-co-inc-231539342-005

> S. Rothschild & Co., INC.'s 401(k) plan: 90 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** S. Rothschild & Co., INC.

- **Sponsor EIN:** 231539342

- **Sponsor Address:** 1407 BROADWAY, NEW YORK, NY, 10018

- **Plan Type:** 401(k)

- **Plan Number:** 005

- **Total Participants:** 90

- **Total Assets:** $47.0M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|90|$47.0M|$1.9M|$0|

| 2023|82|$42.0M|$7.6M|$0|

| 2022|51|$24.9M|$1,021|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CBIZ CPAS P.C.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|—|—|—|—|—|

| 2023|—|—|—|—|—|

| 2022|—|—|—|—|—|

## Similar Plans

- [Valentine U.S.A., INC.](https://planprovider.pro/companies/valentine-u-s-a-inc-401k-plan) — 8 participants

- [Bob'S Leather & Vinyl Repair, INC.](https://planprovider.pro/companies/bob-s-leather-vinyl-repair-inc-473584063-001) — 3 participants

- [Blake Fintz Dba Blake & Co.](https://planprovider.pro/companies/blake-fintz-dba-blake-co-plan-001) — 2 participants

- [Blake Fintz Dba Blake & Co.](https://planprovider.pro/companies/blake-fintz-dba-blake-co-plan-002) — 2 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/s-rothschild-co-inc-231539342-005)

© 2026 PlanProvider.Pro