# Rotork Controls, INC. 401(k) Plan
Source: https://planprovider.pro/companies/rotork-controls-inc-401k-plan

> Rotork Controls, INC.'s 401(k) plan: 420 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rotork Controls, INC.

- **Sponsor EIN:** 112135246

- **Sponsor Address:** 675 MILE CROSSING, ROCHESTER, NY, 14624

- **Plan Type:** 401(k)

- **Total Participants:** 420

- **Total Assets:** $51.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|420|$51.9M|$1.5M|$2.7M|

| 2023|387|$47.7M|$1.4M|$2.5M|

| 2022|334|$45.3M|$1.2M|$2.0M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$15,051|—|$15,051|

| PRIME CAPITAL INVESTMENT ADVISORS|ADVISOR|$12,089|—|$12,089|

| HARPER & PEARSON COMPANY, P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [HARPER & PEARSON COMPANY, P.C.](https://planprovider.pro/provider/harper-and-pearson-company-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $27,140

- **Estimated Expense Ratio:** 0.052% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$27,140|$12,089|$300|—|—|

| 2023|$19,488|$8,561|—|—|—|

| 2022|$63,628|—|—|—|$63,628|

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