# Rothschild & Co North America INC. 401(k) Plan
Source: https://planprovider.pro/companies/rothschild-co-north-america-inc-401k-plan

> Rothschild & Co North America INC.'s 401(k) plan: 420 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rothschild & Co North America INC.

- **Sponsor EIN:** 133438524

- **Sponsor Address:** 1251 AVENUE OF THE AMERICAS, 34TH F, NEW YORK, NY, 10020

- **Plan Type:** 401(k)

- **Total Participants:** 420

- **Total Assets:** $155.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|420|$155.8M|$3.5M|$8.0M|

| 2023|433|$125.1M|$3.7M|$8.1M|

| 2022|432|$105.9M|$3.2M|$6.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$37,267|—|$37,267|

| NOVAK FRANCELLA|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [NOVAK FRANCELLA](https://planprovider.pro/provider/novak-francella-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $37,267

- **Estimated Expense Ratio:** 0.024% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$37,267|$21,613|—|—|—|

| 2023|$130,255|$76,241|$25,000|—|—|

| 2022|$69,007|$58,836|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/rothschild-co-north-america-inc-401k-plan)

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