# Roth & Company LLP 401(k) Plan
Source: https://planprovider.pro/companies/roth-company-llp-401k-plan

> Roth & Company LLP's 401(k) plan: 157 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Roth & Company LLP

- **Sponsor EIN:** 113360065

- **Sponsor Address:** 1428 - 36TH STREET, BROOKLYN, NY, 11218

- **Plan Type:** 401(k)

- **Total Participants:** 157

- **Total Assets:** $12.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|157|$12.4M|$196,181|$785,462|

| 2023|135|$10.7M|$221,045|$802,832|

| 2022|127|$8.4M|$212,158|$804,590|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SMITH AND HOWARD, P.C.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$44,031|$33,591|—|—|—|

| 2023|—|—|—|—|—|

| 2022|—|—|—|—|—|

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