# Roots Management Group, LLC 401(k) Plan
Source: https://planprovider.pro/companies/roots-management-group-llc-870855596-001

> Roots Management Group, LLC's 401(k) plan: 1,176 participants, plan year 2025 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2025.

## Plan Snapshot

- **Plan Sponsor:** Roots Management Group, LLC

- **Sponsor EIN:** 870855596

- **Sponsor Address:** 1630 W. GUADALUPE RD, GILBERT, AZ, 85233

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 1,176

- **Total Assets:** $6.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2025|1,176|$6.8M|$0|$0|

| 2022|829|$1.1M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TRANSAMERICA RETIREMENT SOLUTIONS|Recordkeeper|$71,218|—|$71,218|

| DWC - THE 401(K) EXPERTS|Recordkeeper|$30,751|$69|$30,820|

| BIG BENEFIT CORP.|Other Service Provider|$29,008|—|$29,008|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $131,046

- **Estimated Expense Ratio:** 1.940% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2025|$1,555,669|$1,186|—|$29,008|—|

| 2022|$146,492|—|$14,312|—|—|

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