# Rombauer Vineyards, INC. 401(k) Plan
Source: https://planprovider.pro/companies/rombauer-vineyards-inc-401k-plan

> Rombauer Vineyards, INC.'s 401(k) plan: 0 participants, plan year 2022 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2022.

## Plan Snapshot

- **Plan Sponsor:** Rombauer Vineyards, INC.

- **Sponsor EIN:** 680284450

- **Sponsor Address:** 3522 SILVERADO TRAIL NORTH, ST HELENA, CA, 94574

- **Plan Type:** 401(k)

- **Total Participants:** 0

- **Total Assets:** $0

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2023|0|$0|$365,087|$823,479|

| 2022|119|$9.9M|$889,643|$836,136|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| WOODBURY FINANCIAL SERVICES INC|ADVISOR|$32,759|—|$32,759|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$20,221|—|$20,221|

| METZ & ASSOCIATES, PLLC|Auditor|$17,500|—|$17,500|

| STRATEGIC ADVISORS, INC.|ADVISOR|$5,147|—|$5,147|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [METZ & ASSOCIATES, PLLC](https://planprovider.pro/provider/metz-cpa-pllc) — Auditor

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $75,627

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2023|$76,498|$38,144|—|$17,500|—|

| 2022|$58,127|$5,147|—|—|—|

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