# Rolta Advizex Technologies, LLC 401(k) Plan
Source: https://planprovider.pro/companies/rolta-advizex-technologies-llc-401k-plan

> Rolta Advizex Technologies, LLC's 401(k) plan: 279 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rolta Advizex Technologies, LLC

- **Sponsor EIN:** 371504931

- **Sponsor Address:** 6480 ROCKSIDE WOODS BLVD S ST 190, INDEPENDENCE, OH, 44131

- **Plan Type:** 401(k)

- **Total Participants:** 279

- **Total Assets:** $35.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|279|$35.6M|$439,500|$2.7M|

| 2023|257|$29.1M|$525,000|$2.5M|

| 2022|213|$25.2M|$380,005|$2.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| RAYMOND JAMES & ASSOCIATES INC|INVESTMENT ADVISOR|$80,110|—|$80,110|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$40,208|—|$40,208|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$16,684|—|$16,684|

| COHEN & COMPANY, LTD|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $137,002

- **Estimated Expense Ratio:** 0.385% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$137,002|$96,794|—|—|—|

| 2023|$135,733|$100,671|—|—|—|

| 2022|$110,213|$99,835|$10,378|—|—|

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