# Roller Die & Forming Co., INC. 401(k) Plan
Source: https://planprovider.pro/companies/roller-die-forming-co-inc-610487300-002

> Roller Die & Forming Co., INC.'s 401(k) plan: 251 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Roller Die & Forming Co., INC.

- **Sponsor EIN:** 610487300

- **Sponsor Address:** 1172 INDUSTRIAL BLVD, LOUISVILLE, KY, 40219

- **Plan Type:** 401(k)

- **Plan Number:** 002

- **Total Participants:** 251

- **Total Assets:** $8.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|251|$8.2M|$267,278|$711,872|

| 2023|212|$7.6M|$273,190|$735,280|

| 2022|250|$6.5M|$246,802|$604,852|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|Recordkeeper|$28,811|—|$28,811|

| SHEPHERD FINANCIAL INVESTMENT|Investment Advisor|$18,477|—|$18,477|

| CHERRY BEKAERT LLP|Auditor|$11,509|—|$11,509|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — Recordkeeper

- [SHEPHERD FINANCIAL INVESTMENT](https://planprovider.pro/provider/shepherd-financial-investment-advisory-llc) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $58,797

- **Estimated Expense Ratio:** 0.719% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$58,797|$18,477|—|$11,509|—|

| 2023|$54,994|$16,719|—|$13,000|—|

| 2022|$44,251|—|—|—|—|

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