# Rocky Mountain Gastroenterology Assoc. 401(k) Plan
Source: https://planprovider.pro/companies/rocky-mountain-gastroenterology-assoc-plan

> Rocky Mountain Gastroenterology Assoc.'s 401(k) plan: 131 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Rocky Mountain Gastroenterology Assoc.

- **Sponsor EIN:** 841350358

- **Sponsor Address:** 3333 S. WADSWORTH BLVD., LAKEWOOD, CO, 80227

- **Plan Type:** 401(k)

- **Total Participants:** 131

- **Total Assets:** $55.6M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|131|$55.6M|$1.5M|$1.0M|

| 2023|141|$49.6M|$1.3M|$985,034|

| 2022|133|$41.8M|$1.2M|$897,853|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$58,188|—|$58,188|

| UBS FINANCIAL SERVICES INC|ADVISOR|$36,803|—|$36,803|

| CLIFTONLARSONALLEN LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — ADVISOR

- [CLIFTONLARSONALLEN LLP](https://planprovider.pro/provider/cliftonlarsonallen-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $94,991

- **Estimated Expense Ratio:** 0.171% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$94,991|$36,803|—|—|—|

| 2023|$90,747|$31,760|—|—|—|

| 2022|$91,672|—|—|—|—|

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